Senior Financial Advice Conduct Risk Manager

We’re recruiting for a Senior Financial Advice Conduct Risk Manager to join us. We’re offering a competitive base salary, 12% car allowance and good benefits package.

What you'll be doing:

• Working closely with 1st line risk teams and Financial Advisers ensuring that advice relating to Lifetime Mortgages, Annuities, Fund reviews and other Wealth products falls withing our conduct risk framework
• Providing guidance and advise on potential growth areas for the business relating to advice strategy, charging structures, risk appetite and consumer duty
• Developing and managing a framework for providing 2nd line oversite of conduct risk matters
• Undertaking robust assessments of 1st line conduct risk practices and recommending actions for improvement
• Identifying, understanding and communicating and regulatory changes that would effect the business

Requirements

Who we're looking for:

• You must have a Level 4 or 6 Diploma for Financial Advisers or be a Charted Financial Adviser
• Strong regulatory knowledge and experience of FCA rules relating to Financial Advice Conduct Risk
• Good understanding of Quality Assurance frameworks
• Good understanding of Protection and Wealth products
• Demonstrable 2nd line compliance experience

Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here are some of the benefits we offer:

• The opportunity to participate in our annual, performance-related bonus plan and valuable share schemes
• Generous pension contribution
• Life assurance
• Private medical insurance (permanent employees only)
• At least 25 days holiday, plus public holidays, 26 days after 2 years’ service. There’s also the option to buy and sell holiday
• Competitive family leave
• Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice
• There are the many discounts we offer – both for our own products and at a range of high street stores and online
• In 2023, some of our workspaces were redesigned. Our offices are great spaces to connect and collaborate and have your wellbeing at the heart