We’re recruiting for a Senior Financial Advice Conduct Risk Manager to join us. We’re offering a competitive base salary, 12% car allowance and good benefits package.
What you'll be doing:
- Working closely with 1st line risk teams and Financial Advisers ensuring that advice relating to Lifetime Mortgages, Annuities, Fund reviews and other Wealth products falls withing our conduct risk framework
- Providing guidance and advise on potential growth areas for the business relating to advice strategy, charging structures, risk appetite and consumer duty
- Developing and managing a framework for providing 2nd line oversite of conduct risk matters
- Undertaking robust assessments of 1st line conduct risk practices and recommending actions for improvement
- Identifying, understanding and communicating and regulatory changes that would effect the business
Requirements
Who we're looking for:
- You must have a Level 4 or 6 Diploma for Financial Advisers or be a Charted Financial Adviser
- Strong regulatory knowledge and experience of FCA rules relating to Financial Advice Conduct Risk
- Good understanding of Quality Assurance frameworks
- Good understanding of Protection and Wealth products
- Demonstrable 2nd line compliance experience
Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here are some of the benefits we offer:
- The opportunity to participate in our annual, performance-related bonus plan and valuable share schemes
- Generous pension contribution
- Life assurance
- Private medical insurance (permanent employees only)
- At least 25 days holiday, plus public holidays, 26 days after 2 years’ service. There’s also the option to buy and sell holiday
- Competitive family leave
- Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice
- There are the many discounts we offer – both for our own products and at a range of high street stores and online
- In 2023, some of our workspaces were redesigned. Our offices are great spaces to connect and collaborate and have your wellbeing at the heart
LegalAndGeneral
Helping over ten million people around the world manage their savings, retirement plans and life insurance requires a lot of people behind-the-scenes
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