Compliance Analyst

With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potential. Our work is the catalyst that helps others achieve their goals. In short, We Enable Possibility℠.

Compliance analyst role with strong Conduct experience and/or Financial Crime knowledge.

Key Tasks and Responsibilities
• Contribute to the delivery of Compliance Plan activity and support the development of
Compliance reports updating the business on the functions progress towards its Annual
Compliance Plan.
• Promote a compliance culture by proactively identifying and addressing compliance risks,
raising awareness of compliance matters and encouraging adherence to applicable laws and
regulations.
• Drive improvements in areas of responsibility and propose changes to improve compliance
and business efficiency.
• Assist the Senior Compliance Manager with overseeing and enhancing the Compliance
Framework.
• Provide guidance on financial crime and international sanctions regulations.
• Assist the Senior Compliance Manager with overseeing the product and distribution
arrangement within Arch by carrying out second line of defence product/binder reviews to
assess compliance with internal controls and regulatory requirements.
• Work together with Arch HR (training and development) to develop and deliver all
regulatory and compliance e-learning to ensure staff meet with regulatory training
requirements. Deliver ad hoc in person training as and when required.
• Review and maintain compliance policies, procedures and guidance documents to align with
regulatory changes and industry best practices.
• Review and approve financial promotions to ensure compliance with regulatory standards
and marketing guidelines.
• Maintain the Compliance Intranet page, co-ordinating inputs and content from other team
members.
• Coordinate the production and distribution of compliance materials and papers for relevant
Committee and Board submissions

Do you like solving complex business problems, working with talented colleagues and have an innovative mindset? Arch may be a great fit for you. If this job isn’t the right fit but you’re interested in working for Arch, create a job alert! Simply create an account and opt in to receive emails when we have job openings that meet your criteria. Join our talent community to share your preferences directly with Arch’s Talent Acquisition team.