Compliance Senior Associate

CAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a massive scale through a wide variety of alternative investment products and technology solutions. CAIS provides financial advisors with a broad selection of alternative investment strategies, including hedge funds, private equity, private credit, real estate, digital assets, and structured notes. CAIS also delivers industry-leading technology, operational efficiency, and world-class client service throughout the pre-trade, trade, and post-trade experience. CAIS supports over 32,000 advisors who oversee more than $4 trillion in network assets.

CAIS is seeking a detail-oriented and highly organized Associate or Senior Associate to support our rapidly growing Legal and Compliance team. Primarily, the successful candidate will work closely with the Compliance Team in administering many aspects of the compliance program for a FINRA registered broker-dealer. In addition to meeting the threshold qualifications for the role, the ideal candidate will possess a self-starter attitude, strong ana...