CASS Oversight Officer

London, United Kingdom

About the job

We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for identifying and making improvements to current process. The small team allows the opportunity for recognition and to really make a difference.

Responsibilities

Complete the daily client money and asset reconciliations including:

• Collect data provided by the support services
• Ensure timely production of daily reconciliations.
• Challenge and investigate any anomalies
• Request the daily cash transfer

Moreover, your tasks will include the following

• Update daily client money management information
• Preparing regulatory client money submissions on FCA Reg Data system
• Liaising with external/internal Auditors
• Maintain procedure documents
• Review and challenge stock and cash reconciliation breaks.
• Maintain the firm’s CASS RP.
• You will be involves in any CASS projects undertaken internally and moreover you w...