Risk and Compliance Officer

Responsibilities (how we will measure success)

The overall goal of the Compliance function is to support the successful execution of IQ-EQ`s business strategy through the delivery of an integrated risk and compliance culture and programme; while protecting IQ-EQ`s brand and reputation. Compliance aims to support the Board of Directors and Senior Management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by the regulator.

Tasks (what does the role do on a day-to-day basis)

You will provide support to the attainment of the overall objectives of the Risk and Compliance Function. As such you will be part of the Luxembourg Risk & Compliance Team and you will assist the Team in conducting compliance monitoring and/or risk reviews in accordance with the Compliance Monitoring Programme.

Assist the Luxembourg AML/CFT Financial Crime Team in its day-to-day activity.

• Performing client screening tool “World-Check” control as primary analysis/review
• Assistance to the secretary of the client Acceptance Continuation and Exit Committee (ACE); including but not limited to:
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