Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:
- Due diligence on account opening requests
- Review of client’s account opening files (e.g. corporate structures such as collective investments schemes, financial institutions, trusts, asset managers, active/passive entities) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
- Review within the account opening process of tax compliance aspects, such as FATCA and CRS
- Drafting of internal memos and contribution to the drafting of procedures
- Optimization of internal processes and guidelines
- Participation in key regulatory projects
- Review of client’s account modification requests (e.g change of authorized signatories, directors, correspondence address etc.)
- Support and advice to the Front line and management
Requirements
- Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
- 1 to 3 years of experience in the financial industry
- A Certificate in collective investment schemes is a very strong asset as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
- Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
- Eager to learn and ready to take on challenges
- Ability to multi-task and work under pressure
- Analytical and methodological approach
- Very good writing and communication skills in French and English (another language is an asset)
- Excellent communication and collaboration skills
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Swissquote
Swiss Leader in Online Banking, providing trading, investing, and banking services to +500’000 clients through their digital platforms.
Other jobs at Swissquote
Notifications about similar jobs
Get notifications to your inbox about new jobs that are similar to this one.
No spam. No ads. Unsubscribe anytime.
Similar jobs