Compliance Officer

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:

• Due diligence on account opening requests
• Review of client’s account opening files (e.g. corporate structures such as collective investments schemes, financial institutions, trusts, asset managers, active/passive entities) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
• Review within the account opening process of tax compliance aspects, such as FATCA and CRS
• Drafting of internal memos and contribution to the drafting of procedures
• Optimization of internal processes and guidelines
• Participation in key regulatory projects
• Review of client’s account modification requests (e.g change of authorized signatories, directors, correspondence address etc.)
• Support and advice to the Front line and management

Requirements

• Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
• 1 to 3 years of experience in the financial industry
• A Certificate in collective investment schemes is a very strong asset as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
• Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
• Eager to learn and ready to take on challenges
• Ability to multi-task and work under pressure
• Analytical and methodological approach
• Very good writing and communication skills in French and English (another language is an asset)
• Excellent communication and collaboration skills
• Strong team player who enjoys working in multicultural, dynamic, technological and international environment