Principal Data Analyst

The Principal Data Analyst performs accurate data analysis in non-complex Enforcement matters in accordance with well-established methodology. The Principal Data Analyst is responsible for the strategic design and implementation of non-complex analytical and/or advanced data abstraction models for various securities products, fact patterns, new rules, high risk activities as well as performing ad hoc market analysis in support of the Enforcement Department. This role will be responsible for working with large volumes of data to identify securities law and rule violations, as well as detecting and understanding trends in the marketplace.

Essential Job Functions:

Perform accurate data analysis in non-complex enforcement matters

• Conduct advanced analyses and establishes and maintains consistent methodology
• Serve as the quantitative research analyst in building sophisticated models, determining proper empirical methodology, organizing data collection, writing unique programs, preparing written reports, and summarizing the results of analytic studies in formal and informal presentations
• Identify and resolve questions about the best approach to data analysis to ensure co...